EMIR – European Market Infrastructure Regulation Mandatory publications

General Information

UniCredit Bank AG is a "financial counterparty" as defined in EMIR and our LEI No. is: 2ZCNRR8UK83OBTEK2170.

UniCredit Bank AG is a financial institution in category 1 regarding the clearing obligation of interest rate derivatives in EUR, GBP, JPY, USD, NOK, PLN and SEK. As well as a financial institution in category 2 regarding the clearing obligation of credit derivatives.

In accordance with article 36 EMIR (EU 2016/2251) UniCredit Bank AG does comply with their initial margin obligation by 1st September 2018.

Swiss FMIA
UniCredit Bank AG is a "Large Financial Counterparty (FC+)" as defined in Swiss Federal Act on Market Infrastructures and Market Conduct in Securities and Derivatives Trading of 19 June 2015 ("FMIA")


Dodd-Frank
UniCredit Bank AG has a preliminary registration as Swap Dealer ("SD") under CFTC, as well as a member of the "National Futures Association" ("NFA").

EMIR article 39

The following information does not apply to private individuals, as the requirements of EMIR do not apply to them. It is intended for counterparties within the meaning of Article 2 (8)-(10).

Under the provisions of the European Market Infrastructure Regulation 648/2012 of 4 July 2012 (EMIR), central counterparties (CCPs) and their clearing members shall offer their clients (FCs, NFCs) at least the choice between omnibus client and individual client account segregation.

Below you will find information on these types of account segregation, the level of protection and the related costs, fees and risks.

UniCredit Bank AG is required pursuant to Art. 39 (7) EMIR to make this information publicly available. These publications will be updated from time to time.

Please contact your account manager if you have any questions.

Please download:

Information document about the legal framework to the client account segragation

Conditions and Pricing Guidelines for the Clearing of Listed Derivatives Products (ETD’s) under EMIR Articles 38(1) and 39(7) and Commission Delegated Regulation (EU)  2017/2154 supplementing Regulation (EU) No 600/2014 (MIFIR-RTS)

Welcome to onemarkets

This website is owned and operated by UniCredit Bank GmbH.

To access the product information and services provided on our website please read and accept the following disclaimer and the terms of use:

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This website is addressed to residents (non-professional users) of Poland only. A non-professional user is an individual who views or uses the information in a personal capacity for his/her own personal investment activities, and not as a principal, officer, partner, employee, contractor or agent of any business, or on behalf of any other individual or business. In other jurisdictions the furnishing of any such information may be restricted by law. The information on this site is not intended for persons or entities resident, located or registered in jurisdictions that restrict the distribution of such material. Consequently, the information on this site does not constitute, and may not be used for the purposes of an offer or invitation to acquire or sell any securities to any person in any jurisdiction:

  • in which any such offer or invitation is not authorised;
  • in which UniCredit Bank GmbH is not qualified to make such offer or invitation; or 
  • in which it is unlawful to make any such offer or invitation.

In particular, the information on this website is not intended to and does not constitute an offer or invitation to acquire or sell securities to persons in the United Kingdom. Accordingly, any offer from any such person will not be accepted.

Anyone accessing this site from a jurisdiction in which any such restrictions apply should inform themselves about, and observe, such restrictions.

The securities referred to on this website have not been and will not be registered under the United States Securities Act of 1933, as amended, and may not be offered or sold within the United States except pursuant to any exemption from, or within the framework of a transaction not subject to, the registration requirements of the Securities Act.

Therefore, the securities listed in the following information may not be sold to U.S. nationals or otherwise be transferred to the United States unless the relevant transaction is not subject to registration requirements under U.S. law.

Quotes and market data of  exchange Bats (Bats Trading Limited) is not intended and my not be used by persons or entities for commercial investment activities or acting as a principal, officer, partner, employee, contractor or agent of any business, or on behalf of any other individual or business.

UniCredit Bank AG shall not be liable for any information contained in or activities conducted through the websites of any other companies which are hyperlinked to the website of UniCredit Bank GmbH.

For complete information on the function, structure and risks and opportunities of the security, potential investors should read the Prospectus, which contains the Base Prospects, Supplements and Final Terms, carefully before making any investment decision.

The approval of the prospectus is not to be understood as a recommendation to purchase these securities of UniCredit Bank GmbH. Only the Base Prospectus including any supplements and Final Terms shall prevail. These documents may be obtained from UniCredit Bank GmbH, Department MCC, Arabellastr. 12, 81925 Munich, Germany or may be downloaded here.